NIP (model theory)

In model theory, a branch of mathematical logic, a complete theory T is said to satisfy NIP (or "not the independence property") if none of its formulae satisfy the independence property, that is if none of its formulae can pick out any given subset of an arbitrarily large finite set.

Definition

Let T be a complete L-theory. An L-formula φ(x,y) is said to have the independence property (with respect to x, y) if in every model M of T there is, for each n = {0,1,…,n − 1} < ω, a family of tuples b₀,…,b_n−1 such that for each of the 2ⁿ subsets X of n there is a tuple a in M for which

$M\models\varphi(\boldsymbol{a},\boldsymbol{b}_i)\quad\Leftrightarrow\quad i\in X.$

The theory T is said to have the independence property if some formula has the independence property. If no L-formula has the independence property then T is called dependent, or said to satisfy NIP. An L-structure is said to have the independence property (respectively, NIP) if its theory has the independence theory (respectively, NIP). The terminology comes from the notion of independence in the sense of boolean algebras.

In the nomenclature of Vapnik–Chervonenkis theory, we may say that a collection S of subsets of X shatters a set B ⊆ X if every subset of B is of the form B ∩ S for some S ∈ S. Then T has the independence property if in some model M of T there is a definable family (S_a | a∈Mⁿ) ⊆ M^k that shatters arbitrarily large finite subsets of M^k. In other words, (S_a | a∈Mⁿ) has infinite Vapnik–Chervonenkis dimension.

Examples

Any complete theory T that has the independence property is unstable.^[1]

In arithmetic, i.e. the structure (N,+,·), the formula "y divides x" has the independence property.^[2] This formula is just

$(\exists k)(y\cdot k=x).$

So, for any finite n we take the n 1-tuples b_i to be the first n prime numbers, and then for any subset X of {0,1,…,n − 1} we let a be the product of those b_i such that i is in X. Then b_i divides a if and only if i ∈ X.

Every o-minimal theory satisfies NIP.^[3] This fact has had unexpected applications to neural network learning.^[4]

Notes

1. See Hodges.
2. See Poizat, page 249.
3. Pillay and Steinhorn, corollary 3.10 and Knight, Pillay, and Steinhorn, theorem 0.2.
4. See Anthony and Bartlett for details.

References

• Anthony, Martin; Bartlett, Peter L. (1999). Neural network learning: theoretical foundations. Cambridge University Press. ISBN 0-521-57353-X.
• Hodges, Wilfrid (1993). Model theory. Cambridge University Press. ISBN 0-521-30442-3.
• Knight, Julia; Pillay, Anand; Steinhorn, Charles (1986). "Definable sets in ordered structures II". Transactions of the American Mathematical Society. 295 (2): 593–605. doi:10.2307/2000053.
• Pillay, Anand; Steinhorn, Charles (1986). "Definable sets in ordered structures I". Transactions of the American Mathematical Society. 295 (2): 565–592. doi:10.2307/2000052.
• Poizat, Bruno (2000). A Course in Model Theory. Springer. ISBN 0-387-98655-3.